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Jobs: Compliance / Legal, NorwalkConnecticutUSA
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1-30 of 51 Jobs Company Location Date
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 13 Oct
The US Company Secretarial Division is in need of an Attorney in their New York office.
Account Support Executive
Macquarie
Salary: Information not provided
USA-NY-New York City 13 Oct
As a result of growth, we are currently seeking an account support executive in the New York office.
Manager, US Compliance
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
USA-NY-New York City 12 Oct
A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c...
Associate Director Commodities Compliance
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-NY-New York City 12 Oct
Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph...
Compliance Officer / New York
Integrated Management Res...
Salary: 150K+
USA-NY-New York City 11 Oct
Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the management of U.S. compl...
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
Northwest Integrators LLC
Salary: Highly competitive (Base...
USA-CT-Stamford 11 Oct
We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation...
Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
Not Disclosed
Salary: Highly competitive (base...
USA-CT-Stamford 11 Oct
Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage...
Attorney (Consulting & Software License Agreement negotiation)
Northwest Integrators LLC
Salary: Highly competitive (base...
USA-CT-Stamford 11 Oct
Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology licenses, data provide...
Compliance and Testing - BSA / AML
Legend Global Search, Inc...
Salary: $115K - $125K
USA-NY-New York City 11 Oct
BSA/AML Compliance / Auditing / Operations - Financial Service Organization
Vice President - Compliance for US Banking
Legend Global Search, Inc...
Salary: $165K + Bonus
USA-NY-New York City 11 Oct
VP - Compliance - Banking - Global Financial Services Company
Regulatory Filing Group Officer
Legend Global Search, Inc...
Salary: DOE
USA-NY-New York City 11 Oct
Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate
Compliance Manager (New York / Houston or California)
Huxley Associates
Salary: Negotiable
USA-NY-New York City 10 Oct
We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be responsible for...
Compliance Policies and Procedures Attorney
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 10 Oct
See job description below
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
Senior Manager - Life Sciences
Not Disclosed
Salary: 170-210K base, 10-20% bon...
USA-NY-New York City 10 Oct
Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality...
SENIOR FINANCIAL REPORTING ACCOUNTANT
Not Disclosed
Salary: $60,000
USA-NY-New York City 10 Oct
Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office.
General Counsel-Hedge Fund
IJC Partners, LLC.
Salary: Competitive
USA-NY-New York City 10 Oct
Multi-strategy fund seeking 5+ year attorney to advise growing business.
Associate General Counsel
Moody's Investors Service...
Salary: Not Specified
USA-NY-New York City 10 Oct
Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that...
VP, Securities Lending Compliance Liasion
BNP Paribas
Salary: not disclosed
USA-NY-New York City 10 Oct
See job description below
Vice President (VP) Compliance
Not Disclosed
Salary: $110,000 - $150,000
USA-NY-New York City 09 Oct
Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e...
Chief Compliance Officer
Not Disclosed
Salary: 250,000 - 600,000
USA-NY-New York City 09 Oct
Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A...
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 09 Oct
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
Director of Compliance
Michael Page
Salary: 180,000-300,000
USA-NY-New York City 09 Oct
Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background...
Municipal Bonds - Compliance Officer
Not Disclosed
Salary: $100,000 - $150,000
USA-NY-New York City 09 Oct
Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income...
Sr. Bank Secrecy Act (BSA) Compliance Manager
Not Disclosed
Salary: $80,000 - $135,000
USA-NY-New York City 09 Oct
Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently...
Compliance/Operations Professional
Not Disclosed
Salary: Competitive
USA-NY-New York City 08 Oct
New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its...
Branch Office Manager
Not Disclosed
Salary: 100K
USA-NJ-Jersey City 08 Oct
Compliance branch office manager coming out of a insitutional side of firm.
Trading surveillance compliance officer
Not Disclosed
Salary: 75K
USA-NJ-Jersey City 08 Oct
Trading surveillance compliance officer
Jobs: Compliance / Legal, Norwalk (1-30 of 51 Jobs)
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